Fines & Wines

Celková doba trvání:4 h 38 min

	When Complex Rules Cause Complex Issues	Fines & Wines	26:11
	Enforcement Trends - Year in Review 2024	Fines & Wines	19:11
	Enforcement Year in Review 2023	Fines & Wines	25:39
	Testing, Testing and More Testing	Fines & Wines	22:44
	So an Asset Manager Prices Some Bonds	Fines & Wines	17:46
	Best Ex vs. Fair Pricing vs. Reasonable Comp	Fines & Wines	21:11
	TRADEliance Takes on FINRA Exam Priorities	Fines & Wines	32:05
	Brainstorming on Regulation Best Execution	Fines & Wines	15:40
	I've Got 99 Problems...And TRACE is All of Them	Fines & Wines	18:46
	The Problem with Customer Account Statements and Disclosures	Fines & Wines	21:00
	The Trade Confirm Sample Size Conundrum	Fines & Wines	19:33
	A Review of the Wall Street WhatsApp Fine-a-pa-looza	Fines & Wines	17:43
	Trade Reporting and the Omission of the Short Sale Indicator	Fines & Wines	17:45
	Meet Fines and Wines	Fines & Wines	03:04