Mein Gast: Jens Tegeler Fachreferent für Compliance und Geldwäsche bei ACTICO

1. Why is it important to consider RegTech? 2. Which technologies are used in the RegTech industry? 3. Do you have examples of government initiatives to support RegTech? 4. Can you give us an example of successful support for RegTechs through government initiatives in Liechtenstein? 5. How can RegTech companies collaborate with government agencies to develop solutions? 6. Can you tell us about the current regulatory landscape in Liechtenstein and Would you have a concrete RegTech use case for us? Or What are some of the unique challenges that financial institutions in Liechtenstein face when it comes to regulatory compliance, and how can RegTech solutions address these challenges? 7. What role do you see RegTech playing in the broader fintech, leagltech landscape in Europe? 8. How can financial institutions stay up to date with the latest developments in RegTech and ensure they are leveraging the most effective solutions? 9. How do you see the RegTech industry evolving in the next few years?

Mein Gast: Jens Tegeler Fachreferent für Anti-Geldwäsche bei ACTICO

Link zum Onepager https://www.linkedin.com/feed/update/urn:li:activity:7056524514305658882

1. Wie würdest du RegTech definieren? 2. Wie kann RegTech die Compliance innerhalb einer Organisation positiv beeinflussen? 3. Was sind einige der wichtigsten Treiber des RegTech-Marktes? 4. Wie sieht der RegTech Markt aus? 5. Welche RegTech Trends siehst du für die Zukunft und warum? https://klardenker.kpmg.de/digital-hub/autoren/timo-purkott/ [RegTech-Konferenz 2023 19. April 2023 - Frankfurt School of Finance & Management](https://kpmg.com/de/de/home/events/2023/04/reg-tech-konferenz-2023.html) Wichtiger Hinweis: Der Inhalt dieses Podcasts stellt keine Anlageberatung oder Kaufempfehlung dar!

Torsten Jurisch ist Partner der KPMG Compliance Praxis. Er begleitet seit 15 Jahren Banken und Versicherungen auf dem Weg zum datengetriebenen Unternehmen. Schwerpunkt seiner Arbeit ist die Bekämpfung von Financial Crime mithilfe von „State-of-the-Art“ Technologien und Daten. Gregor Duschkin, SVP Customer Success und Partnerschaften bei BlackSwan Technologies. Er besitzt mit mehr als 25 Jahren Erfahrung in einer Vielzahl von verschiedenen Geschäftsfunktionen in den Bereichen Beratung, IT-Dienstleistungen und BPO, die von allgemeinem Management und Strategie bis hin zu Vertrieb, Kundenbetrieb und -bereitstellung, Umstrukturierung und Change Management, digitale Innovation und Transformation reichen. In seinen verschiedenen Funktionen in großen Unternehmen baute er als angesehener Partner und Verhandlungsführer vertrauensvolle Beziehungen zu führenden Kunden und anderen Interessengruppen in Europa, den USA und Asien auf. Er hat einen Master-Abschluss in Makroökonomie von der Universität Trier in Deutschland, mit zusätzlichen Studien in Vertragsrecht und Wettbewerbsrecht.

First AML is an anti-money laundering technology company focused on the end-to-end customer onboarding journey for financial and professional services. The company services a range of clients including KPMG, and Grant Thornton. Milan Cooper is the co-founder of First AML, which was established in 2018. Since then, the company has seen an exciting period of growth and most recently set up shop in the UK.

‘Dennis Versteeg is leading the Compliance Innovation department at ING Bank. In this role he is responsible for exploring regulatory challenges and finding, proving and implementing innovative solutions to improve on these challenges. In his second role as chairman of the RegTech Innovation Board, which brings together RegTech demand and supply, his working domain expands across the entire bank. Fuelled by priorities set by the demand members and supported by market knowledge and capabilities on the supply side, multiple RegTech solutions have successfully been rolled-out within ING over the last years. Before joining ING, for over 20 years Dennis worked as a consultant in the Financial Services industry. His projects have taken him across the globe, working in 25 countries so far, usually in the role of Project/Programme Manager. Since the financial crisis of 2008 and the resulting regulatory tsunami, Dennis has specialised in Regulatory topics, building up specific knowledge on e.g. MiFID II, EMIR, SFTR, MMSR, BMR, SEPA, FATCA and PSD. After the implementation of MiFID II he changed to his current RegTech role. His main motivator is to continuously challenge and improve upon the status quo; the main question should be ‘how can we do things better’ rather than holding on to the ‘past and proven’ way of working. New technologies and innovations are giving us the tools to do so; through the process of trial and error the solutions that give the best contribution to the business will be filtered out. In his free time Dennis likes to spend time with his wife and two daughters, travelling to new destinations and exploring new cultures. He is also a big Formula 1-fan and plays (badly) an occasional game of golf.

kompany, a Moody's Analytics company, is a RegTech platform for Global Business Verification & Business KYC (KYB). Operating a proprietary global live network that provides real-time access to official commercial and banking registers, we cover over 115 million company records in more than 200 jurisdictions.

Ms. Manuela Mackert, former Chief Compliance Officer DTAG, entrepreneur in the strategic and sustainable development and implementation of compliance, value-oriented corporate culture (ESG), transformations, digitalization and HR issues. Ms. Mackert works on artificial intelligence (AI) and the ethical necessities therein as a thought leader in digital ethics and initiated in her responsibility the digital ethics initiative of Deutsche Telekom.

Started within the core team of SOFORT and often fought against external resistance, but taught all critics wrong. After being under Swedish flag (Klarna) took a new challenge at FinTecSystems. Today leveraging Regtech companies with the leading infrastructure for open banking and account data analysis.

Diana Paredes is the CEO and Co-Founder of Suade, a software platform that enables financial institutions to understand and deliver their regulatory requirements. Prior to founding Suade, Diana had a successful career in investment banking, covering all asset classes at Barclays and Merrill Lynch, across sales, trading & structuring. Whilst working in the industry, she saw an opportunity to innovate and launch her current Fintech/Regtech startup. She believes that a data-driven approach to regulation is the key to preventing the next financial crisis.

4. How do you think can RegTech help also in the public sector procurement? 5. How does the sale work in the public authority? 6. Which legal regulations do I generally have to take into account as a RegTech in the procurement process? 7. What do you think are the three major upcoming Risks in public procurement? 8. As a RegTech or GovTech company, should I contact a public authority directly? Who is my contact person? 9. How can regtech participate in a public tender where can i find the tenders and secondly what should i look for? 10. What do you think the public Sector do better in public procurement tasks than 5 years ago? 11. To be able to transform the public procurement function into the digital age, all parties of the global ecosystems (public/private) should work together. Who (globally can/is/are taking the lead in this?) 12. What would you do if you were not working in our industry? Or Which two books would you recommend?

Jason Boud is the Co-Founder and CEO of RegTech Associates, a global research company who use their analysis to provide strategic insight and advice to their clients. They help their technology clients grow and their regulated firm clients manage compliance more effectively. RegTech Associates have now established the largest research database of RegTech products, boasting 1300+ solutions and a global community with a vision to bring all sides of the RegTech market together. Jason has extensive experience working at a senior level in technology for JP Morgan and Credit Suisse, has worked in corporate innovation, and has 10 years of experience working with early-stage and growth startups as either CEO, COO or Co-Founder. In 2014, he Co-Founded Beyond Enterprise, a company that provides risk and compliance advisory services to financial institutions. In 2013, Jason embarked on becoming an investor in early-stage startups and continues to be an active advisor to several FinTech and RegTech companies. Jason is a mentor and investor on the FinTech Innovation Lab (Accenture) programme. Jason is always advocating for the growth of the global RegTech industry by speaking at events, writing about the market and investing in early-stage startups.

Mona is the Founder and CEO of RegPac Revolution, the leading Singapore-based Regulatory Technology (RegTech) ecosystem builder. ​

RegTech Impact Guest

Nils Hoffmann is Head of GovStart DACH at PUBLIC Germany. He was previously the founding director of GovLab Arnsberg (Land NRW) and analyst at Erdmann Family Office/ MMD Group. He studied economics and cultural engineering. In 2018, Nils Hoffmann was voted among the “World’s 100 most influential young people in government”.

As a partner to Early FinTech Ventures, an independent European VC focusing on Fintech with Scandinavian roots, Astrid brings in 20 years’ of banking, FinTech and RegTech experience in Germany, Japan and the US. Looking at innovation for the financial services industry since the financial crisis in 2008 combined with her legal background as a fully qualified lawyer Astrid is a persistent driver of the financial ecosystem in this regard and frequently invited to panels and conferences. Prior to Early FinTech Ventures Astrid has worked with tech start-ups in Germany both with the SAP as SAP.iO’s Foundry Head and as Head of Start-up co-ordination for Deutsche Bank. In addition to this Astrid has extensive banking experience with Deutsche Bank. She has also founded Reg Tech Berlin, an advisory firm, for reg tech relevant aspects, and holds a Master of Law (LLM) from Free University Berlin.

Let´s talk about Compliance Leadership

- Why companies must or should improve their ethics and integrity policies? Please find below more information on the Agenda for Business Integrity, including the 4 papers linked to each pillars: https://www.weforum.org/press/2020/12/world-economic-forum-launches-an-innovative-framework-on-anti-corruption-day

Deborah Young is the founding CEO of The RegTech Association, a global non-profit industry member body focussed on accelerating adoption of RegTech solutions and creating a global centre of RegTech excellence. She has led the growth from 8 organisations to more than 150 organisations in less than 3 years including global RegTech firms, top tier banks, global technology companies and consulting firms and has achieved year on year growth in revenue and a growing global impact. She has led and developed the industry in Australia to be recognised as the third highest concentration of RegTech producers in the world. Deborah sits on the Australian Federal Government FinTech Advisory Committee, NSW Government ICT Procurement Task Force, The National Blockchain Roadmap RegTech Committee and is an observer on the ASIC Digital Committee and a regular speaker, presenter and designer of RegTech programs for the association and its partners and with regulators in Australia and overseas. Deborah is an accomplished chief executive, non-executive director, mentor and strategic business consultant. She has over 20 years' experience as a senior executive across financial services, including investment banking, private equity, venture capital, superannuation and insurance spectrums. Deborah holds an Executive MBA (Global) from UTS Business School and she was a finalist as CEO of the Year in the Women in Finance Awards in 2019 and was one of the AFR’s 100 Women of Influence in 2019 for Innovation.

Some Podcast interview questions: - How to be a super-successful serial entrepreneur? - What do you think established companies do better than RegTechs? - What can you learn from RegTechs? - Why do established (large) companies find it so difficult to digitize?

- What should RegTechs learn or consider working better with established companies, or even to win them as customers? - Any recommendations to how established companies and RegTechs can be actively engaged in fighting for example against corruption? - What do you think established companies do better in compliance tasks than 5 years ago? - What do you think are the three major upcoming trends in Technology in context of Risk Ethics Compliance tasks?